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Bar Bulletin

March, 2003

MSBA News

New MSBA Committee on Lawyer
Discipline Seeks Modifications in Rules

By Janet Stidman Eveleth

New lawyer discipline rules that substantially change the process of investigating grievances filed against lawyers with the Attorney Grievance Commission have now been effective in Maryland for close to two years. During this time, the new process has expedited Maryland’s attorney discipline system, accelerating the investigative phase and rapidly moving cases through the peer review stage and on to the Attorney Grievance Commission for final resolution. But the Maryland State Bar Association believes there could be modifications made to the system that would enable it to proceed more quickly and improve the screening of matters that should be dealt with outside of the disciplinary system.

This concern has prompted MSBA President James P. Nolan to appoint a Special MSBA Committee on Attorney Discipline Rules which will be chaired by Alvin I. Frederick. This new committee includes Andrew Graham and Kathleen Meredith, attorneys who represent a number of lawyers before the Attorney Grievance Commission, and is rounded out by Glenn Grossman, Deputy Bar Counsel, and Tyson Bennett, Chair of the MSBA’s Rules of Practice Committee. Nolan has asked this group to examine these issues and report back to MSBA’s Board of Governors, ideally by the MSBA’s Annual Meeting in June.

“On behalf of our members, MSBA is concerned that Maryland’s attorney discipline system be fair and afford appropriate protections to all practicing lawyers in the state,” Nolan explains. “Our new Committee will work with the MSBA’s Board of Governors to create recommendations that, if warranted, will be forwarded to the Court of Appeals.” Nolan is very interested in the views of all Association members, and he urges them to contact the Committee through the MSBA office to share their concerns on the new lawyer discipline system.

The New Rules

On July 1, 2001, the Court of Appeals of Maryland adopted Title 16 of the Maryland Rules of Civil Procedure, amending the way attorney disciplinary matters are processed in the state. These new rules limit the time frame for the investigation and alter the way complaints of attorney misconduct or incapacity are investigated, determined, reviewed and remedied.

Essentially, Bar Counsel, whose power is now increased, is operating under significant time constraints and must complete an investigation in 90 days once a file is opened. In addition, Bar Counsel may now require timely responses without the option of deferral and may seek injunctive relief to preclude an attorney’s further practice if his or her activities constitute harm to the public. Contingent on the offense, some attorneys may opt for conditional diversion.

The most radical change from the Bar’s perspective is the new Peer Review Panel which uses a resolution-oriented approach to determine if a compromise between the lawyers and the former client is possible to resolve the complaint. This process offers a respondent the best, and last, opportunity to have the claim screened while the process is still confidential.

Areas of Concern

“There are a number of positive things about Maryland’s new attorney discipline system,” emphasizes Frederick. “However, there are also several things that might be tweaked a little to make the system work better.” Frederick has listened to the concerns of judges and of attorneys with practical experience in this area, and he believes some things could be changed to further improve the disciplinary system.

As an example, Frederick points to the current peer review process which does not permit credibility determinations to be made. Indeed, Peer Review panels commit significant resources to the review of matters but are often forced to recommend public charges because of the inability to assess credibility.

In addition, decisions of Peer Review Panels may be overruled or even ignored without the need to state a reason or to provide an explanation by the Attorney Grievance Commission. Nor does the system provide for a respondent’s ability to check or protest action by Bar Counsel short of procedures once the action has become public, at which point important rights may be irretrievably lost.

The Committee will consider these and other areas of concern. The goal of this study group is to suggest disciplinary modifications and take them to the MSBA’s Board of Governors. Committee members join the Association’s President in seeking input from MSBA members so that the Committee’s final report may reflect the feelings of the vast majority of lawyers in the state. It expects to be hard at work shortly and hopes to issue a final report by June, 2003.

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