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ADReport Alternative Dispute Resolution Section Newsletter
Volume Three, Number One

Bob Park, Chair
Jonathan S. Rosenthal, Editor
Elizabeth Yarema,
Co-Editor


Ethics Challenge: What Would You Do?

Ethical issues are always popping up in mediation settings.  The newsletter is a good way to begin a discussion about some of those ethical issues.  The following is a completely fictitious scenario.  All names were created and bear no relation to any individual or law firm. 

You are an attorney, but in this case you are acting as the mediator in a contract case sent to you by the Circuit Court of Anne George’s County, Maryland.  Both parties are represented by counsel.  The parties are Bob Lawyerton, who is a former partner at the law firm of Jones, Smith & Generic, P.A.  The law firm is the other party in the case.

Mr. Lawyerton has sued his former partners over what he believes is the fair value of his compensation for leaving the firm.

During a caucus with the managing partner of the firm, Jane Incharge, and their counsel, you are told that Mr. Lawyerton may have some ethical issues that have to be resolved, and then Ms. Incharge goes into some detail in explaining this point to you. 

Maryland Rule of Professional Conduct 8.3 says: “ A lawyer having knowledge that another lawyer has committed a violation of the Rules of Professional Conduct that raises a substantial question as to that lawyer’s honesty, trustworthiness or fitness as a lawyer in other respects, shall inform the appropriate professional authority.”

Are you obligated to report the ethical violation committed by Mr. Lawyerton?  Are you obligated to report the law firm if they have not yet reported Mr. Lawyerton?  Does your position as a mediator, and Maryland Rule 17-109, permit you to maintain the confidentiality of the mediation and/or the caucus?

If you dare, submit your response to jonathan.rosenthal@courts.state.md.us.   If you have an ethical issue you would like to see set forth in the next issue, please submit it to the same e-mail address.  Your name will NOT be included in the next issue without your expressed permission.