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New Maryland Legislation, Effective July 1st
Requires New Mandatory Procedures for
Subpoenaing Medical Records

Legislation that contains a new mandatory procedure for subpoenaing medical records in Maryland (Senate Bill 690) became effective on July 1, 2005.

**Effective July 1st, a subpoena to a health care provider for a medical record must generally be accompanied by a written assurance from the party or the attorney representing the party seeking the records that (i) the patient has not objected to the subpoena and at least 30 days have elapsed since the patient was notified of the subpoena or (ii) in the event that the patient raised an objection to the subpoena, such objections have been resolved and the requested disclosure is in accordance with that resolution.

The notice to the patient must consist of the subpoena, a copy of the law, and the notice language specified in the statute (which generally explains that the patient has a right to challenge or “quash” the subpoena). The party who issues the subpoena is responsible for complying with this new notice requirement. As of July 1, 2005, health care providers should look for a Notice and a Certificate of Service, in the form shown below or a substantially similar form, to be attached to all subpoenas.

A recipient health care provider must also respond to a subpoena if the subpoena contains proof that service of the subpoena has been waived by the court for good cause, or the subpoena has a copy of an order entered by the court expressly authorizing the disclosure of the designated medical record.

This new law will likely cause some temporary disruptions for attorneys who are not aware of the new requirements.

Generally, a health care provider should not send medical records in response to a subpoena until the 30-day objection period has expired (with any objections resolved), unless the court has ordered otherwise.

If you want a copy of the law, go to http://www.mlis.state.md.us/, click on Bill Information and Status, enter SB690 in the Bill Number box and click on Submit Query.

The following chart illustrates the new process under Senate Bill 690. The form of Notice and Certificate follow as well.

 

Counsel sends copy of the subpoena with form notice required by the statute to the person in interest by certified mail

Counsel obtains waiver of service of
Rule 4-306 notice
for good cause

Counsel obtains Court Order requiring disclosure
Time for objections to be raised set by statute (30 days) expires
 
Records released only when provider receives subpoena and
  1. Copy of notice sent to person in interest (patient or patient’s attorney);
    • Copy of statute section; and
    • Assurance of counsel that
      • Minimum 30-day notice period has passed; and
      • Any objections have been resolved; or
  2. Proof that service has been waived by the Court for good cause; or
  3. A Court order requiring disclosure of the designated medical record


Form of Notice & Certificate of Service

Statutory Patient Subpoena Notice Form

________________________
PLAINTIFFS

v.

________________________
DEFENDANTS

IN THE
__________________________

FOR
___________________________

CASE NO. __________________


NOTICE TO (PATIENT NAME)
IN COMPLIANCE WITH § 4-306 OF THE HEALTH-GENERAL ARTICLE,
ANNOTATED CODE OF MARYLAND

TAKE NOTE THAT MEDICAL RECORDS REGARDING (PATIENT NAME), HAVE BEEN SUBPOENAED FROM THE (NAME AND ADDRESS OF HEALTH CARE PROVIDER) PURSUANT TO THE ATTACHED SUBPOENA AND § 4-306 OF THE HEALTH – GENERAL ARTICLE, ANNOTATED CODE OF MARYLAND. THIS SUBPOENA _________ DOES _________ DOES NOT (MARK ONE) SEEK PRODUCTION OF MENTAL HEALTH RECORDS.

PLEASE EXAMINE THESE PAPERS CAREFULLY. IF YOU HAVE ANY OBJECTION TO THE PRODUCTION OF THESE DOCUMENTS YOU MUST FILE A MOTION FOR A PROTECTIVE ORDER OR A MOTION TO QUASH THE SUBPOENA ISSUED FOR THESE DOCUMENTS UNDER MARYLAND RULES 2-403 AND 2-510 NO LATER THAN THIRTY (30) DAYS FORM THE DATE THIS NOTICE IS MAILED. FOR EXAMPLE, A PROTECTIVE ORDER MAY BE GRANTED IF THE RECORDS ARE NOT RELEVANT TO THE ISSUES IN THIS CASE, THIS REQUEST UNDULY INVADES YOUR PRIVACY, OR CAUSES YOU SPECIFIC HARM.

ALSO ATTACHED TO THIS FORM IS A COPY OF THE SUBPOENA DUCES TECUM ISSUED FOR THESE RECORDS.

IF YOU BELIEVE YOU NEED FURTHER LEGAL ADVICE ABOUT THIS MATTER, YOU SHOULD CONSULT YOUR ATTORNEY.

_________________________________

ATTORNEY
(FIRM NAME,
ATTORNEY ADDRESS
ATTORNEY PHONE NUMBER)

ATTORNEYS FOR (NAME OF PARTY
REPRESENTED)

CERTIFICATE OF SERVICE

I HEREBY CERTIFY THAT A COPY OF THE FORGOING NOTICE WAS MAILED, FIRST-CLASS, POSTAGE PREPAID, THIS _______ DAY OF ____________, 200__ TO

_________________________
PATIENT

__________________________
EACH COUNSEL IN CASE

_________________________
ATTORNEY