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Committee on Securities Law (Business Law Section)


If you are interested in attending this virtual meeting, you must be a member of the MSBA Business Law Section, and register (“add to cart”). There is no cost to attend. Login instructions will be sent to you in a confirmation email once registered. If you have any questions, please email Doris Barnes, Section & Committee Advisor,



Securities Law Committee


January 21, 2021

12:30 P.M.

I.         Introductions

Please email Michele Walsh (, the Committee Secretary, so we can have an accurate record of attendance for the meeting.

II.      Approval of Minutes, September 17 and October 29, 2020, Securities Law Committee meetings

Please email Penny Somer-Greif ( if you plan to attend, to receive copies of the Minutes.

III.      New Business

    1. SEC proposed rules: Modernization of Rules and Forms for Compensatory Securities Offerings and Sales; related SEC press release:
    2. Temporary Rules to Include Certain “Platform Workers” in Compensatory Offerings under Rule 701 and Form S-8:; related SEC press release:

IV.      Next meeting

V.        Adjourn

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Jan 21, 2021
12:30 pm - 1:30 pm EST

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Committee on Securities Law (Business Law Section)