MSBA's Access to Justice Commission partners with the Attorney General & Governor Hogan to secure $11.7 million for Civil Legal Services to ensure housing security – READ MORE >>

Securities Law (ABLI 2020)

Description

Current issues under Maryland state and federal law. Lawyers and clients unknowingly stumble into the world of Security regulation.  They will present a primer on identifying traps for the unwary with Maryland State Securities Regulations and Federal Security Laws.  Examples of traps for the unwary include:

  • Can I pay my friends or acquaintances for bringing me investors?
  • The need for registration or exemption of persons who participate in a securities offering (broker – dealers / agents / finders)
  • General solicitation issues
  • Resales of securities purchased in an exempt transaction
  • Problems with “free” stock as a means of publicity
  • “Bad actor” prohibitions – overview

Penny Somer-Greif, Baker Donelson and Gregory Lawrence, Lawrence Law, LLC

Course Level
TBD
Professional Area of Focus
Business Law
CLE Field of Study
Continuing Education Legal Credit
1.0
Instructor(s)
Penny Somer-Greif Gregory Lawrence
Register Now
When
Available 24/7
Location
Online
Total CLE Credits
1.0
Format
On-Demand

MEMBER


$ (% off)
$39.00

NON-MEMBER


$ (% off)
$89.00
Become A Member

Register for this Course

Securities Law (ABLI 2020)