Take action now! Vaccine priority is about protecting attorneys on the frontlines of justice, and the clients and communities we serve. CLICK HERE to contact your local legislator and other leaders.

Securities Law

Description

Current issues under Maryland state and federal law. Lawyers and clients unknowingly stumble into the world of Security regulation.  They will present a primer on identifying traps for the unwary with Maryland State Securities Regulations and Federal Security Laws.  Examples of traps for the unwary include:

  • Can I pay my friends or acquaintances for bringing me investors?
  • The need for registration or exemption of persons who participate in a securities offering (broker – dealers / agents / finders)
  • General solicitation issues
  • Resales of securities purchased in an exempt transaction
  • Problems with “free” stock as a means of publicity
  • “Bad actor” prohibitions – overview

Penny Somer-Greif, Baker Donelson and Gregory Lawrence, Lawrence Law, LLC

Course Level
TBD
Professional Area of Focus
Business Law
CLE Field of Study
Continuing Education Legal Credit
1.0
Instructor(s)
Penny Somer-Greif Gregory Lawrence
Register Now
When
Available 24/7
Location
Online
Total CLE Credits
1.0
Format
On-Demand

MEMBER


$ (% off)
$39.00

NON-MEMBER


$ (% off)
$89.00
Become A Member

Register for this Course

Securities Law